Overview

One of the critical aspects of the E1 reaction mechanism, as also observed in E2, is the regiochemistry, with multiple regioisomers obtained as products. In the example discussed, the presence of water as a weak base favors elimination over substitution to generate two alkenes. Given that alkenes’ stability increases with the number of alkyl groups across the double bond, typically, E1 reactions lead to the Zaitsev product, for this is more substituted and stable than the Hofmann product. Further, the transition state intermediate in the Zaitsev product pathway has lower energy, confirming that this Zaitsev product is both thermodynamically stable and kinetically favored.

The E1 mechanism is independent of the nature of the base; hence, the regioselectivity of E1 eliminations is not tailorable using sterically hindered bases. An instance of this is the formation of Zaitsev products irrespective of using a bulky base like potassium tert-butoxide. However, at times, the expected alkene is not obtained as the primary product, owing to the E1 mechanism of a carbocation intermediate where a 1,2-hydride shift can occur. This leads to the more stable tertiary carbocation, generating a tetrasubstituted alkene instead.

In general, the E1 reactions are stereoselective, as they favor the formation of the E or trans alkene over the Z or cis isomer. However, they are not stereospecific like E2 reactions and do not factor in the planarity of the hydrogen and halogen. Here, it depends on the orientation of the neighboring vacant p orbital on the positively charged carbon and its adjacent carbon–hydrogen σ bond that ought to be parallel for forming an optimal π bond. The intermediate carbocation in the mechanism of E1 satisfies this requirement in two configurations: (a) the less stable syn conformation, which is sterically strained, and (b) the more stable anti conformation, where the bulky groups are farther apart. Consequently, the syn conformation leads to the minor product of the Z-alkene, which is less stable, and the anti conformation yields the more stable E-alkene with less steric hindrance as the primary product.

Procedure

Just like E2 reactions, E1 eliminations are regioselective and form more than one regioisomers.

In this example, water functions as a weak, non-bulky base, and the reaction is heated to favor elimination over substitution, forming two alkenes.

Recall that the stability of alkenes increases with the number of alkyl groups across the double bond. E1 reactions favor the Zaitsev product since it is more substituted and more stable than the Hofmann product.

Additionally, the transition state leading to the Zaitsev product has a trisubstituted partial double bond, which is lower in energy than the disubstituted counterpart. Therefore, not only is the Zaitsev product thermodynamically stable but it is also formed faster.

Unlike E2 reactions, E1 mechanisms are independent of the nature of the base. Consequently, the regioselectivity of E1 eliminations cannot be controlled using sterically hindered bases.

For example, the same reaction with a weak, bulky base like isopropyl alcohol still favors the Zaitsev over the Hofmann product.

In some E1 reactions, the expected alkene is not the major product because E1 reactions proceed via a carbocation intermediate.

In this example, the secondary carbocation can undergo a 1,2-hydride shift into a more stable tertiary carbocation to give the tetrasubstituted alkene as the major product.

E1 reactions are also stereoselective, favoring the E or trans alkene over the Z or cis isomer. However, unlike E2 reactions, they are not stereospecific and do not require the hydrogen and halogen to be anti-coplanar.

Instead, the vacant p orbital on the positively charged carbon and the adjacent carbon-hydrogen σ bond are required to be parallel for optimal overlap to form the new π bond.

The carbocation can adopt two configurations satisfying this requirement. One is the less stable, sterically strained syn conformation, and the other is the more stable anti conformation with the bulky groups farther apart.

The syn conformation forms the less stable Z-alkene as the minor product, whereas the anti conformation yields the less hindered and more stable E-alkene as the major product.